Investment

SEC charges Key Investment Services with violations of Regulation BI

The Securities and Exchange Commission (SEC) today announced settled charges against Ohio-based dually-registered broker-dealer and investment adviser Key Investment Services, LLC for its failure to address conflicts of interest in compliance with Regulation Best Interest…


Guy Flintham gets 6-year sentence for investment fraud

Following a hearing at Southwark Crown Court, Guy Flintham, 46, was today sentenced to 6 years for fraud. On 19 February 2024, Mr Flintham pleaded guilty to fraud by false representation, following a prosecution brought…



CySEC issues warning against 12 unauthorised investment firms

The Cyprus Securities and Exchange Commission (CySEC) today expanded its list of unauthorised investment firms by adding 12 entities to it. The regulator warns against the following websites: fundednowprop.com fiat-global.com & platform.fiatfxtrade.com buxmapps.com actaswiss.com trader-trust.eu…