SEC charges Key Investment Services with violations of Regulation BI

The Securities and Exchange Commission (SEC) today announced settled charges against Ohio-based dually-registered broker-dealer and investment adviser Key Investment Services, LLC for its failure to address conflicts of interest in compliance with Regulation Best Interest…

FCA outlines key elements of new short selling regime

Following the Treasury’s Short Selling Regulation Review: Call for Evidence and its Response the UK Government has published a draft statutory instrument (SI) alongside an explanatory policy note. This draft SI and the policy note…

Key Influencer and Content Marketing Trends in 2024

2024 brings forth a transformative era in influencer marketing, where strategies undergo a dynamic shift. Brands are adapting to leverage the power of micro and nano influencers, who hold significant influence within their niche communities….